Capital Markets Reimagined

Our aim is to provide you with the highest level of service in the Capital Markets while providing you with new opportunities through our global network.


Our international market coverage and global capability offers you greater opportunity and increased flexibility of product choice.


As a leading securities firm, we offer tailored solutions for individual and institutional clients with full-service capabilities.


When you have important questions, you don't want to wait. Our clients are supported by brokers who are happy to help.

Our Services

Prime Brokerage Services Gar Wood Securities

Prime Brokerage Services

We offer a full suite of prime brokerage services, including clearing and settlement of securities trades, custody of securities and financing through our strategic partnerships with top-caliber firms in the industry. Learn more.

The Gar Wood Securities Private Capital Group provides capital raising services to private companies throughout the U.S. that are seeking early stage funding, growth capital, recapitalization or funding for special situations. Learn more.

We provide our clients with “best-of-breed” strategic technology. We understand the importance of staying on top of the latest technology, which is constantly evolving. Learn more.

At Gar Wood, we’re committed to providing clients with fast, reliable trade execution in their equity transactions – while maintaining the highest level of security and quality in the process. Learn more.

Investment Products & Services


Stocks, also called equity or equities, are financial instruments that represent ownership rights in a corporation.


Futures are contracts to buy or sell a particular commodity at a specific date in the future. They allow you to lock in a price for buying or selling a commodity so you can reduce risk of price fluctuations.


An option is a contract that gives you the right, but not the obligation, to buy or sell an underlying asset at a specific price on or before a certain date.

Mutual Funds

Mutual funds are investment companies that collect money from investors and buy stocks, bonds, real estate or other investments

Margin Trading

Margin trading allows you to trade securities while borrowing funds. This type of trading requires careful analysis of the market.

Portfolio Margin

Portfolio margin is a trading option that allows you to increase your purchasing power in order to take on a larger potential gain or loss for a given position or group of positions.

Stock Transfer

We are experienced in dealing with all sorts of stock transfers, including restricted stock transfers, employee stock option plans, incentive stock options, and more.


Bonds give you the right to receive interest payments in exchange for loaning your money to governments, public and privately held companies and other organizations.

Stocks, futures, options, mutual funds and margin trading are not suitable for all investors and you should be aware of the various risks associated with trading these products.

Awards and Recognition

#1 Trades by Market Cap
Small cap Securities

#3 Trades by Market Cap
Giant cap Securities

#3 Trade by Order Size
Small orders: 10,000 shares or less

#3 U.S. Brokers
All Trading

Trade Execution Capabilities Gar Wood Securities

Source: Tradewatch for Q4 2021 Broker Rankings as featured on Pensions & Investments. Ranked by difference in cost/savings against the Elkins/McSherry Arrival Price universe, based on the top 50 brokers in each category by U.S. dollar volume. Rolling four-quarter data are as of December 31, 2021. Source: Elkins/McSherry, a State Street company. View Report.

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